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Christopher R. BrowningA modern alternative to SparkNotes and CliffsNotes, SuperSummary offers high-quality Study Guides with detailed chapter summaries and analysis of major themes, characters, and more.
As “the tide of war turn[s] against Germany, the men of Reserve Police Battalion 101 increasingly [find] themselves in action against armed partisans and enemy soldiers” (143). There is an increase in the number of officers killed or injured but most of the rank and file “[make] their way back to Germany as the Third Reich collapse[s] in defeat” (143). Some return to their previous occupations, while others continue in the police.
Major Trapp, Lieutenant Buchmann, and First Sergeant Kammer are extradited to Poland in 1947 and the following year face a one-day trial “focused solely on the reprisal shooting of seventy-eight Poles in Talcyn, not on any of the battalion’s murderous and far more numerous actions against Polish Jews” (144). Trapp is executed, while Buchmann and Kammer are sentenced to eight years in prison and three years in prison, respectively.
Between 1962 and 1967, 210 men who had served in the battalion are interrogated, “many of them more than once” (145). Fourteen of them, including Captains Hoffmann and Wohlauf, are indicted. The captains are sentenced to eight years imprisonment while others receive lesser sentences or are found guilty but are given no sentence at all. Hoffman’s sentence is reduced to four years on appeal, and the pending cases against some other members are dropped.
While this outcome appears “inadequate […] at first sight” (145), it is important to remember that “the investigation of Reserve Police Battalion 101 was one of the few that led to the trial of any former members of the Order Police” (145-46). Compared to most investigations of police battalions, which rarely led to indictments, let alone convictions, “the investigation and trial of Reserve Police Battalion 101 was a rare success for German judicial authorities” (146).
It is important to treat the “pretrial and courtroom testimonies of the men of Reserve Battalion 101 […] with considerable caution” (147). One must consider “judicial calculation, involving both self-incrimination and the incrimination of comrades,” as well as the “effects of twenty-five years of memory loss and distortion” and “[p]sychological defense mechanisms, especially repression and projection” (147).
These complicating factors are most heavily present in “the fateful triangle of German-Polish-Jewish relations” (147) and the “portrayal of German-Polish and German-Jewish relations in these testimonies is extraordinarily exculpatory” (147-48), while “the portrayal of Polish-Jewish relations is extraordinarily damning” (148).
Of the few comments on German-Polish relations, most are “general references to partisans, bandits, and robbers”; they do not mention “the specifically anti-German character of such phenomena,” but instead “depict banditry as an endemic problem that predated the German occupation of Poland” (148). This functions to:
imply that the Germans were protecting Poles from an indigenous problem of lawlessness […] [and] to obscure the frequency and intensity of the battalion’s anti-Jewish activities by alleging that partisans and bandits, not Jews, were the chief preoccupation of the policemen (148).
Only two testimonies contradict this “picture of a rather benign German occupation of Poland” with accounts of “cruel harassments” (148), normalized murder, and a “growing callousness and indifference to Polish life” (149).
There are “similar omissions concerning German attitudes toward Jews” (150) in the testimonies. In part, this is “a stark legal consideration,” as German law requires a “‘base motive,’ such as racial hatred” (150) for homicide to be defined as murder. Accordingly, confessing to anti-Semitism would compromise the police officers’ legal defenses. There is also a broader reluctance to discuss political attitudes of the period.
However, the policemen’s “attitudes towards Jews [are] revealed in less direct and less guarded statements made during the interrogations” (152). For example, when asked “how they could tell the difference between Poles and Jews […] [some policemen choose] a vocabulary that still reflect[s] the Nazi stereotype of twenty-five years earlier: the Jews were ‘dirty,’ ‘unkempt,’ and ‘less clean’” (152). Likewise, while discussing the shootings, some policemen highlight alleged “Jewish passivity, occasionally in a very exculpatory way that seem[s] to imply that the Jews were complicit in their own deaths” (152). There are also some mentions of the abuse of Jewish women, “a question of domination over the powerless—of rape and voyeurism” (152). Mostly, the policemen see the Jews as “an anonymous collective” but they recall encounters with German Jews which were “unexpected and jarring—in sharp contrast to their usual view of the Jews as part of a foreign enemy” (153).
The testimonies “contain very frequent and quite damning comment on Polish attitudes toward Jews” (155). It is important to remember, however, that the police “had considerable contact with Poles who collaborated in the Final Solution and helped them track down Jews,” while “Poles who helped Jews did their very best to remain totally unknown to the Germans” (155), presenting an obvious bias in their experiences. In addition, we can speculate that “a great deal of projection is involved in German comments on Polish anti-Semitism” because, while they may not want to implicate themselves or their comrades, the policemen “must have found considerable psychological relief in sharing blame with the Poles” (155).
These “portrayals of Polish complicity are not false” (157). However, there is little mention of “Polish help to Jews and German punishment for such help” or “of the German role in inciting” (158) Polish complicity. Arguably, “the German policemen’s comments about the Poles reveal as much about the former as the latter” (158).
Several explanations have been offered for why the men of Reserve Police Battalion 101 were prepared commit mass murder. All of them “are applicable in varying degrees, but none without qualification” (159).
The brutalizing effects of war is one such explanation. However, the men of Battalion 101 were not involved in frontline engagement with an enemy and so acted “[n]ot out of frenzy, bitterness, and frustration but with calculation” (161). They did become brutalized through the act of killing Jews, as “the horrors of the initial encounter eventually became routine” (161). However, this means that “brutalization was not the cause but the effect of these men’s behavior” (161).
The bureaucratization of murder is often discussed in analysis of the Holocaust, in which “so-called desk murderers” were able to commit genocide because they only performed “tiny steps in the overall killing process […] in a routine manner, never seeing the victims their actions affected” (162). Clearly this does not apply to “the men in the woods at Józefów,” who were “quite literally saturated in the blood of victims shot at point-blank range” (162). However, the fact that other actions were shared with other units who did most of the “dirty work” does help to explain the battalion’s growing detachment and sense that they were not personally responsible for murder, brought about in part by “the desensitizing effects of division of labor” (163).
The idea that the men of the battalion were specially selected for the task is not supported by the available evidence as the men do not appear to be “particularly suited for the task” and were in fact, “the ‘dregs’ of the manpower pool available at that stage of the war” (165). The idea of “self-selection”—in which men with a cruel or sadistic nature volunteer for positions in which they can abuse others—is also not a relevant consideration as experiments like the famous “Stanford prison experiment” (167) suggest that cruelty and sadism are largely the response of social and situational conditions, rather than innate individual predispositions.
Those who committed mass murder often attempt to excuse their actions by saying that they were following orders and were afraid of the consequences if they did not do so. However, the “general problem with this explanation” is that “no defense attorney or defendant […] has been able to document a single case in which refusal to obey an order to kill unarmed civilians resulted in the allegedly inevitable dire punishment” (170). Moreover, as “Major Trapp, with choked voice and tears streaming down his cheeks, offered to excuse those ‘not up to it’” (171), the policemen were aware that they would not be harshly punished for not engaging in the shooting.
The “conscious inculcation of Nazi doctrines” (176) also has limited ability to explain the men’s actions. While it is true that “Himmler set a premium on the ideological indoctrination of members of the SS and the police” (177), the materials used to do this were not targeted at older men like those in the battalion, nor focused on “prepar[ing] policemen to kill unarmed Jewish women and children” (183). Accordingly, while the men, “like the rest of German society, were immersed in a deluge of racist and anti-Semitic propaganda,” the lack of targeted inculcation in surviving documentation makes it hard “to believe that any of this material could have deprived the men of Reserve Police Battalion 101 of the capacity for independent thought” (184).
Extending from this is the issue of “‘obedience to authority’ in the more general sense […]—deference simply as a product of socialization and evolution” (171). This is a complex issue because of the various levels of authority at play but what is clear from the men’s testimonies is that they were perhaps primarily concerned with “the pressures of conformity—how would they been seen in the eyes of their comrades?—[and] not authority” (175). Indeed, although “almost all of them—at least initially—were horrified and disgusted by what they were doing,” to actually “break ranks and step out, to adopt overtly nonconformist behavior, was simply beyond most of the men” (184).
In effect, any member of the battalion:
who did not shoot risked isolation, rejection, and ostracism—a very uncomfortable prospect within the framework of a tight-knit unit stationed abroad among a hostile population, so that the individual had virtually nowhere else to turn for support and social contact (185).
There was also a risk that refusing would be “seen as a form of moral reproach of one’s comrades” or as suggesting that “the nonshooter […] was ‘too good’ to do such things” (185). Those who refused to shoot mostly aimed to defuse this by “plead[ing] not that they were ‘too good’ but rather that they were ‘too weak’ to kill” (185).
These partial explanations come together to some extent. The effects of war helped to reinforce and amplify the Nazi’s anti-Semitic propaganda: “when it was all too usual to exclude the enemy from the community of human obligation, it was also all too easy to subsume the Jews into the ‘image of the enemy’” (186). Further, the existence of:
[p]ervasive racism and the resulting exclusion of the Jewish victims from any common ground with the perpetrators made it all the easier for the majority of the policemen to conform to the norms of their immediate community (the battalion) and their society at large (Nazi Germany) (186).
While “those who killed cannot be absolved by the notion that anyone would have done what they did” (188), it is nonetheless important to notice that these same forces permeate many or even all modern societies to some extent, begging the question, “[i]f the men of Reserve Police Battalion 101 could become killers under such circumstances, what group of men cannot?” (189).
The closing chapters explicitly address the central question of the work: how the men of Battalion 101 were able to commit so many terrible acts. A key consideration in this is the fact that the men, as Browning reminds us, were not “particularly suited for the task” and actually represented “the ‘dregs’ of the manpower pool available at that stage of the war” (165). Indeed, the men are so “normal” and unsuited that this prompts Browning’s final reflection: “[i]f the men of Reserve Police Battalion 101 could become killers under such circumstances, what group of men cannot?” (189).
The theme of choice is central to this analysis, especially when Browning examines the excuse, often offered by the men on trial, that they were simply following orders and were afraid to disobey because of the potential for harsh punishment. However, this excuse is marred by the fact that “no defense attorney or defendant […] has been able to document a single case in which refusal to obey an order to kill unarmed civilians resulted in the allegedly inevitable dire punishment” (170). Indeed, considering that “Major Trapp, with choked voice and tears streaming down his cheeks, offered to excuse those ‘not up to it’” (171) quite explicitly, it is hard to accept that the men really had no choice over their actions. This reinforces the significance of the question of precisely how the men were able to kill so many Jews.
Distance is again highly significant here. Browning observes that many analyses of the perpetrators of the Final Solution focus on “so-called desk murderers,” explaining their crimes by highlighting the way they only performed “tiny steps in the overall killing process […] in a routine manner, never seeing the victims their actions affected” (162). (Adolf Eichmann is a famous example of such a “desk murderer.”) Importantly, this level of distancing from murder is not applicable to the men who were directly involved in firing squads and, indeed, were “quite literally saturated in the blood of victims shot at point-blank range” (162). Even so, distancing remains significant in a lot of the battalion’s actions because much of the “dirty work” of the actual murder was committed by other units. As a result, “the desensitizing effects of division of labor” (163) often did allow the men to maintain some psychological distance from the mass murder in which they participated.
There are also other distancing factors that are relevant. The dehumanization of victims can certainly be considered a way in which the men distanced themselves from the brutal reality of their crimes, and anti-Semitism must be considered in relation to this. However, outside of indictments of figures such as Lieutenant Gnade, there is suspiciously little discussion of anti-Semitism in the men’s testimonies. Indeed, it is often only present through deduction, such as Browning’s observation that it is likely that “a great deal of projection is involved in German comments on Polish anti-Semitism” (155). The men appear to play down the role of anti-Semitism, even going so far as to focus on the actions against “partisans and bandits” in an effort to “obscure the frequency and intensity of the battalion’s anti-Jewish activities” (148). In part, this can be explained by the men’s efforts to avoid displaying a “‘base motive,’ such as racial hatred” (150), which would allow German law to convict them of murder. However, it is also worth considering that the propaganda to which the men were exposed was rarely targeted at older men like themselves. Likewise, it certainly was not concerned with explicitly “prepar[ing] policemen to kill unarmed Jewish women and children” (183), making anti-Semitism and dehumanization incomplete explanations for the men’s crimes, especially as it is difficult “to believe that any of this material could have deprived the men of Reserve Police Battalion 101 of the capacity for independent thought” (184).
However, it is important to consider that the men themselves likely also played down the role of inculcation because admitting that “the morally inverted world of National Socialism […] had made perfect sense to them at the time […] would be to admit that they were political and moral eunuchs who simply accommodated to each successive regime” (150). This brings the discussion back to the theme of conformity as a key explanation for the men’s behavior. The men certainly appear to be conforming to the roles in which they are placed, something which is supported by studies such as the Stanford Prison Experiment. However, more than this, the men appear to have been deeply concerned with fitting in and the question of how their actions would be perceived “in the eyes of their comrades” (175).
Certainly, it seems to be the case that those “who did not shoot risked isolation, rejection, and ostracism” which, as Browning observes, would be “a very uncomfortable prospect within the framework of a tight-knit unit stationed abroad among a hostile population” (185). Accordingly, despite the fact that the men “were horrified and disgusted by what they were doing,” making the ostracizing move to “break ranks and step out, to adopt overtly nonconformist behavior, was simply beyond most of the men” (184). This is especially significant because many feared that refusing to shoot would be “seen as a form of moral reproach of one’s comrades” or as suggesting that “the nonshooter […] was ‘too good’ to do such things” (185). In a significant return to the motif of “weakness,” Browning notes that the men who refused to shoot often worked to defuse this sense of reproach by “plead[ing] not that they were ‘too good’ but rather that they were ‘too weak’ to kill” (185).
Browning draws these explanations together to offer something approaching a complete explanation of the men’s ability to commit terrible acts. This sees a return to the themes of anti-Semitism and dehumanization, as the already-dehumanizing effects of warfare reinforced the general idea of Jews as “the enemy,” not necessarily entirely dehumanized but certainly outside “the community of human obligation” (186). This provided the policemen with added distance from the reality of their murders, by excluding “the Jewish victims from any common ground with the perpetrators” (186). This distance, in turn, reinforced the German men’s desire to conform to those from whom they were not distanced, to “the norms of their immediate community (the battalion) and their society at large (Nazi Germany)” (186).
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